Every collateral decision — traditional or digital — evaluated before you execute. FinOptSys decides which asset, which counterparty, which rail. Your existing infrastructure still executes. Modular by design: live in a sprint, not a fiscal year.
Patent-approved pre-trade optimization · 300K+ report configurations
Inventory optimization · Collateral basket construction · Eligibility
RFQ negotiation · Bilateral execution · STP · Full audit trail
Identifier mapping & eligibility framework · In development
"FinOptSys sits above your existing infrastructure — not a rip-and-replace, but the connective layer that makes pre-trade decisions smarter, faster, and more capital-efficient."
The securities finance industry operates across 70+ disconnected platforms, with manual decisions, opaque supply and demand, and suboptimal asset utilization as the result. FinOptSys aggregates, analyzes, and decides — so institutions act on better pre-trade intelligence before executing via P2P or traditional channels.
FRM+ and Quantitative Intelligence surface optimization opportunities before you trade — not after. LP & HP mathematical modelling with 300K+ configurable report variations.
Sits seamlessly on top of existing systems via APIs or messaging. No rip-and-replace. Modular deployment — clients select only the modules they need.
Stock loan, repo, and swaps P2P platforms for direct bilateral negotiation. RFQ-driven, low-touch, with STP connectivity and full audit trail.
White-labeled for State Street with 50+ end users. Full bilateral negotiation, real-time rate discovery, automated margining, ISDA/GMSLA framework, and audit-ready reporting.
Production deployment — State Street signed anchor partnerPatent-approved Financial Resource Management module with LP & HP algorithmic modelling. Pre-trade decision making tools across inventory, collateral, and counterparty dimensions.
300K+ report variations · Real-time optimization engineFirst true P2P swaps negotiation ecosystem. Patent-approved collateral optimization algorithms. P2P Repo RFQ ecosystem with indemnification optionality. Multi-counterparty, low-touch.
Available for deployment · Major Custodial Bank discussions underwayMapping digital asset identifiers for collateral eligibility and intelligence layer. Same analytical framework applied to tokenized instruments — in development phase.
Identifier mapping & eligibility framework underwayFinOptSys isn't a single point solution bolted onto one part of the workflow. P2P Solutions, the Collateral & Risk Engine, and Compliance & Analytics are performed directly inside the platform — applied identically to traditional and digital assets. Settlement, books & records, the general ledger, and reporting remain client- or vendor-owned systems that FinOptSys integrates with via API, rather than replacing.
Three capabilities driven by pre-trade intelligence — before execution, not after the fact.
Patent-approved pre-trade analytics surface the best rate, counterparty, and collateral configuration before you execute. FRM+ and Quantitative Intelligence give you 300K+ configurable analytical views — real-time, not end-of-day.
Pre-trade decisioning: LP & HP mathematical modelling algorithms, collateral basket construction, inventory optimization.
P2P negotiation ecosystems for stock loan, repo, and swaps — providing direct bilateral access to counterparty liquidity with seamless STP execution. Low-touch RFQ workflows replace chats, emails, and phone calls.
P2P execution with full audit trail, ISDA/GMSLA framework, OMS connectivity, and indemnification optionality on repo.
Capital-efficient collateral allocation guided by pre-trade analytics. Availability & Needs (AV&N) matching, collateral basket construction, and locate management — optimized across your full inventory before commitments are made.
Collateral optimization · HQLA buffer tracking · Counterparty eligibility schedules · AV&N matching algorithms.
FinOptSys is purpose-built for institutional securities finance participants. Organized by who you are — not by what we sell.
Custodians manage complex securities lending agency programs with fiduciary obligations, indemnification requirements, and multi-jurisdiction reporting. Manual pre-trade processes and siloed analytical tools limit scale and create operational risk — with no single view of inventory, counterparty eligibility, and rate optimization before a trade is placed.
Prime brokers operate across multiple asset classes and counterparty types simultaneously. Collateral optimization, securities lending inventory, and margin management each require real-time pre-trade decisions under tight regulatory and counterparty constraints — yet most infrastructure provides analytics only post-execution.
Mid-size and regional broker-dealers run real stock loan/borrow and repo financing activity, but most infrastructure is built for GSIB-scale operations teams — not the lean desks that need fast, defensible locate and fails workflows without the overhead.
Funds running multiple prime broker relationships get a fragmented, PB-optimized view of their own book — with no independent visibility into locate availability, financing rates, or swap economics across the full portfolio.
Asset managers and pension funds face increasing pressure to generate securities lending revenue while managing counterparty risk, collateral quality, and operational overhead with lean middle-office teams. Decisions about when to lend, to whom, at what rate, and against which collateral are largely manual and reactive.
Digital asset managers and crypto-native infrastructure firms need the same collateral eligibility frameworks, identifier standards, and pre-trade intelligence applied to traditional assets — mapped into a digital context, not bolted on as an afterthought.
Digital asset collateral intelligence is in active development. We are currently mapping asset identifiers and eligibility frameworks — full production capability is a future milestone, not a current offering.
Modular, institutional-grade solutions built around pre-trade intelligence. Deploy one module or the full stack — each is interoperable and compliance-ready.
The institutional peer-to-peer securities lending platform. Enables direct lender-to-borrower connectivity for bilateral negotiation — with pre-trade intelligence feeding directly into execution decisions.
The first true P2P swaps negotiation ecosystem — replacing fragmented phone, chat, and email workflows with a central, low-touch venue for both buy-side and sell-side participants.
Available for deployment. Major Custodial Bank discussions underway (Plexus / SwapsTek integration).
Point-to-point repo negotiation platform giving both buy-side and sell-side access to direct counterparty connectivity — with STP, collateral selection, and optional indemnification.
Patent-approved pre-trade analytics suite — the core analytical engine driving optimization decisions across inventory, collateral, counterparty, and capital allocation before execution.
FinOptSys is completely modular — clients select any combination of modules to match their exact operational requirements.
Note: P2P and SwapsTek execution modules may incur separate transactional fees. These modules are operated through Constellation P2P, LLC, a FINRA-registered broker-dealer subsidiary of FinOptSys, Inc.
FinOptSys is a cloud-based SaaS platform that sits seamlessly on top of existing systems via APIs or messaging. The analytics layer feeds directly into P2P execution — so pre-trade intelligence becomes actionable, not just informational.
FRM+ · Quantitative Intelligence · Portfolio Analytics · Client Scoring · Decision Making
Collateral optimization · AV&N matching · Basket construction · Locate management
Stock loan · Repo RFQ · SwapsTek swaps · Trading queue · STP connectivity
SBL · Repo dashboards · Data mining · Settlement monitoring · Audit trails
Custody systems · OMS · Triparty agents · Internal data feeds via API
Key Platform Principles
Every module is designed to support better decisions before execution — not post-trade dashboards or reports. FRM+ and Quantitative Intelligence give you actionable pre-trade intelligence at the point of decision.
LP & HP mathematical modelling algorithms power collateral optimization, inventory management, and counterparty scoring — quantifiable, not subjective. Over 300K report configurations in FRM+.
Sits on top of existing systems with no rip-and-replace. Deploy any combination of 30+ modules via API or messaging connectivity. Completely customizable to exact client requirements.
Stock loan, repo, and swaps P2P platforms enable direct bilateral institutional connectivity. Low-touch RFQ workflows, STP downstream, full audit trail — Constellation P2P LLC (FINRA-registered) as the regulatory vehicle.
P2P transactional fees invoiced separately through Constellation P2P, LLC (FINRA CRD #311178).
Live deployments and active commercial engagements across securities finance.
State Street sought to modernize its securities lending agency program by enabling direct peer-to-peer lending with institutional counterparties — reducing intermediary dependency, improving rate discovery, and maintaining full compliance and lifecycle management within a white-labeled environment.
What Was Deployed
FinOptSys P2P stock loan platform — full bilateral negotiation, real-time rate discovery, automated margining, ISDA/GMSLA documentation framework, and audit-ready reporting. White-labeled for State Street with 50+ institutional end users.
FinOptSys is in commercial discussions with a major custodial bank around integration of the SwapsTek P2P swaps platform with the bank's Plexus swaps lifecycle management infrastructure — bringing bilateral swaps negotiation and P2P execution capability to an existing institutional workflow.
Scope of Discussion
SwapsTek integration with Plexus for swaps lifecycle decisioning, P2P negotiation infrastructure, and pre-trade analytics connectivity within the bank's existing framework.
This major custodial bank relationship is in commercial discussions. This is not a signed agreement. FinOptSys does not characterize this relationship as a confirmed partnership at this time.
A leading institutional securities finance participant required a real-time pre-trade view of financial resource management across inventory, collateral, and counterparty dimensions — replacing disconnected spreadsheets and manual decision processes with a single analytical engine.
What Was Deployed
FRM+ (patent-approved) with Quantitative Intelligence and Collateral Optimization modules. 300K+ configurable analytical views across Sources & Uses, collateral eligibility, and counterparty scoring.
FinOptSys is extending its analytical framework toward digital assets — beginning with the foundational work of mapping digital asset identifiers and establishing collateral eligibility frameworks that apply the same institutional standards used for traditional securities.
Current Development Scope
Digital asset collateral identifier mapping. Eligibility schedule framework for tokenized instruments. Same analytical pre-trade layer applied to digital collateral — same haircut logic, same eligibility model.
Digital asset capabilities are in active development. This is not a live production deployment.
FinOptSys was founded by securities finance technology veterans who spent careers inside the systems that needed replacing. We know the manual decisions, the disconnected platforms, the compliance workarounds — because we lived them.
We built the platform we wished existed: institutional-first, not tech-first. Every design decision starts with the operational reality of a prime broker, custodian, or asset manager — not with what's technically elegant. We are primarily a pre-trade intelligence and P2P execution company. We do not overstate what is built.
Deploy one module or the full stack. 30+ modules independently selectable. Only pay for what you need — no forced bundling.
Regulatory requirements are a foundation. ISDA/GMSLA frameworks, FINRA-registered broker-dealer subsidiary (Constellation P2P LLC) for P2P execution.
We are primarily an analytics and pre-trade intelligence platform. P2P execution extends that intelligence — but the decision support happens before the trade, not after.
Enable institutions to optimize, execute, and allocate capital intelligently through modular, AI-assisted securities finance infrastructure — with pre-trade intelligence at the core.
Become the globally trusted decision layer connecting pre-trade intelligence with P2P execution across traditional and digital securities finance markets.
Institutional-grade precision. Patent-approved analytics. Compliance embedded by design. Capital efficiency through better pre-trade decisions at every layer of the trade lifecycle.
FinOptSys, Inc.® is the business name and a registered trademark. P2P and SwapsTek execution modules are operated through Constellation P2P, LLC (FINRA CRD #311178), a registered broker-dealer subsidiary. This material is for institutional informational purposes only and does not constitute investment advice or a solicitation. All capabilities described reflect current production status accurately. Digital asset capabilities are in active development and not yet in production. Major Custodial Bank references reflect ongoing commercial discussions and do not represent a signed agreement.
In production with Tier-1 financial institutions. 30+ modules. Only pay for what you need.